Protect, manage and grow
your RIA

RIA One® is a unique partner program built specifically to help RIAs and comprehensive financial advisors meet their clients’ changing needs.


RIA One offerings

RIA One is an annual membership program designed to be straightforward and cost efficient for firms and advisors of all sizes to help you protect, manage and grow your business.

With your RIA One membership, we will work with you to build a specialized plan. Our Comprehensive Business Assessment and Action Plan will help you evaluate your business and provide a step-by-step guide on how to accomplish your business objectives. Other benefits of your membership include:


Risk review
We will appraise your business’s risks and identify areas of vulnerability that can be addressed by insurance products or risk mitigation processes.

Proprietary business protection solutions
Every comprehensive financial advisor needs Errors and Omissions and Cyber Liability coverage. With our partner Lockton Affinity Advisor, you have access to traditional carrier options and proprietary solutions that can result in customized coverage and cost savings.

Health insurance programs for advisors
Finding health insurance options for independent advisors can sometimes be a challenge. We have coverage options to consider.


Comprehensive back-office support
As your needs evolve, our team has expertise and support that includes marketing, content creation, branding, growth strategy development, technology transitions and more.*

Transitioning advisor services
For advisors considering moving to a new firm or setting up a firm, we can provide you with a transition checklist or provide a more hands-on transition approach.*

Expertise and education
We will provide you with regular content that addresses best practices for RIAs and comprehensive financial advisors.

*Subject to additional costs based on your firm’s needs.


Comprehensive business assessment and action plan
Upon onboarding, we will conduct a strategic planning review to help you assess opportunities and gaps. We will address your business’s people, processes, growth, marketing, technology, operations and best practices to provide you with a simplified action plan.

RIA-friendly insurance platform
Our RIA-friendly platform provides fee-only and commission-based product offerings, including life insurance, annuities, long-term care insurance and disability insurance. Our professionals will support your firm with licensing, product selection and policy reviews.

Personal lines platform
To address personal lines coverage like home and auto insurance, we offer access to a personal lines’ platform. If you serve the ultra high-net-worth market, you will gain access to a concierge team specializing in personal lines for the $30 million+ net-worth market.

Partner discounts
RIA One has assembled a select group of like-minded firms that support RIAs and comprehensive advisors by offering better pricing or support for RIA One partners. Services include client reporting systems, CRMs and more.

Advisor and client referrals
Because of our presence and vast network in the financial services industry, we often come across transitioning advisors or clients seeking a financial advisor and will pass these referrals to our RIA One partners.


RIAs who will benefit from RIA One

RIA One can benefit all types of RIAs and financial advisors but will best serve those who wish to grow their business and deliver a comprehensive client experience. RIA One can be especially beneficial to RIAs who are:

$200 million+ AUM

Fee-only or hybrid

Single to multi-advisor firms

Transitioning advisors

Membership fees

RIA One is an annual membership that is designed to be cost-efficient and straightforward. We are confident that our annual strategic business planning and access to partner benefits will save you time and money.

Firms with $200-$500 million AUM

Firms with $500 million-$1 billion AUM

Firms with $1 billion+ AUM